GTS Securities LLC Forex Broker

SEC & FINRA Regulated - Moderate Trust

Visit website ↗

Trust Score

6.8

OUT OF 10

Pros

SEC-registered broker-dealer with FINRA membership providing regulatory oversight and compliance
Advanced proprietary trading technology and infrastructure serving institutional clients and professional traders
Extensive market coverage with trading capabilities across 30,000+ financial instruments globally
Dedicated client service with concierge-level support for institutional accounts
No upfront costs or connection fees for establishing trading relationships
Significant market making presence particularly in OTC securities with high trading volumes
Comprehensive order handling protocols and execution transparency with detailed disclosures

Cons

Previous regulatory issues including FINRA violations related to OTC market making activities
Limited retail trader accessibility as services primarily target institutional clients
Complex pricing structure with net trading basis rather than transparent commission model
Mixed customer reviews with some complaints about account management and trading losses
Lack of educational resources and training materials for newer traders
Restricted cryptocurrency trading options compared to specialized crypto venues

Basic Information

Company

GTS Securities LLC

Region

United States

Established

2019

support@gtsx.com

Phone

unknown

Website

www.gtsx.com

User Reviews

Robert Blackwell Chicago, USA

★★★★☆

I've been trading through GTS's institutional desk for 14 months, primarily focusing on OTC securities and equity derivatives. Their execution quality is consistently strong with minimal slippage on large orders. The proprietary trading platform is robust though it took some time to master all features. Their market making capabilities in OTC stocks are particularly impressive. Support from our dedicated account manager has been professional and responsive. My only criticism would be occasional delays in platform updates and some rigidity in customization options. Overall, a solid choice for professional trading operations requiring deep liquidity and reliable execution.

Marcus Chen Hong Kong

★★★☆☆

Using GTS for institutional forex trading over the past 6 months has been a mixed experience. Their liquidity pools are deep and pricing is competitive during main market hours, but spreads can widen significantly during Asian sessions. Technical support response times need improvement - we've experienced delays of several hours for non-critical issues. The platform is powerful but complex, requiring substantial training for new staff. While trade execution is generally reliable, we've had occasional connectivity issues that took too long to resolve. Documentation and reporting capabilities are comprehensive, which is a plus for compliance purposes.

William Steele London, UK

★★★★★

Managing institutional accounts through GTS for over 15 months has demonstrated their capabilities as a serious market maker. Our average daily volume exceeds $50M across various instruments, and their execution quality has been exceptional. The dedicated support team understands our trading requirements and responds quickly to any issues. Their risk management tools and reporting systems are comprehensive, meeting our compliance requirements. We've processed numerous large settlements without any problems. The platform's API integration with our existing systems was smooth. For large-scale trading operations requiring institutional-grade service, GTS has proven to be an excellent partner.

Overview

GTS Securities LLC is a prominent institutional trading firm and market maker established in 2019, specializing in providing advanced liquidity solutions across multiple asset classes. Headquartered in the United States, GTS has quickly grown to become one of the largest broker-dealers in the OTC market by trading volume. The company operates under SEC registration and FINRA membership, maintaining compliance with U.S. securities regulations. GTS brings together sophisticated trading technology and experienced market professionals to deliver precision-tailored trading solutions to institutional clients and professional traders. The firm trades over 30,000 different financial instruments globally and serves many leading financial institutions and public companies. Their business model focuses on wholesale market making and institutional trading rather than retail clients. GTS employs both Last Look indicative pricing and firm pricing models, with comprehensive order handling protocols and execution procedures. The company distinguishes itself through its advanced proprietary technology infrastructure, concierge-level client service, and significant market making presence particularly in OTC securities. While GTS has faced some regulatory scrutiny regarding its OTC market making activities, it has worked to enhance compliance procedures and maintain transparent operations. The firm primarily targets sophisticated institutional traders and professional market participants who require deep liquidity pools and advanced execution capabilities.

Is GTS Securities LLC Safe? Regulation Analysis

GTS Securities LLC operates under comprehensive U.S. regulatory oversight as an SEC-registered broker-dealer and FINRA member firm. The company’s regulatory framework includes compliance with Securities Exchange Act requirements and FINRA rules governing market making and trading activities. GTS Securities Europe Ltd, a subsidiary, is authorized and regulated by the U.K. Financial Conduct Authority for European operations. The firm must maintain adequate capital reserves, submit regular financial reports, and undergo periodic regulatory examinations. In 2020, GTS faced regulatory action regarding its OTC market making business, resulting in enhanced compliance measures and oversight protocols. The company maintains segregated client funds in accordance with SEC requirements and implements robust risk management systems. However, traders should note that regulatory protections vary between jurisdictional entities and service levels. The firm’s primary focus on institutional and professional clients means certain retail trader protections may not apply. GTS must comply with strict order handling requirements, trade reporting obligations, and best execution practices as mandated by U.S. securities regulations.

Trading Products and Services

Forex Trading: Comprehensive FX liquidity provision across major, minor, and exotic currency pairs with both indicative and firm pricing models available
OTC Securities: Extensive market making in over-the-counter securities including penny stocks and low-priced securities
Equities: Access to major U.S. exchanges and global markets with advanced order routing capabilities
Fixed Income: Trading in various fixed income instruments including government and corporate bonds
Derivatives: Options and futures trading across multiple asset classes
Commodities: Access to major commodity markets including metals, energy, and agricultural products
Cryptocurrencies: Limited cryptocurrency trading capabilities through regulated channels

Trading Platforms

GTS utilizes proprietary trading technology developed in-house to provide institutional-grade execution capabilities. Their platform infrastructure includes advanced order management systems, smart order routing, and sophisticated risk management tools. The technology stack supports multiple order types and execution algorithms optimized for different trading strategies and market conditions. Features include real-time market data integration, customizable trading interfaces, and comprehensive reporting capabilities. The firm offers both GUI-based trading platforms and API connectivity options for algorithmic trading. Platform stability is maintained through redundant systems and dedicated technical support. While the platforms are primarily designed for institutional users, they offer robust functionality including detailed market depth information, advanced charting tools, and real-time analytics.

Deposit and Withdrawal

As an institutional-focused broker, GTS implements professional-grade funding procedures with emphasis on security and compliance. Bank wire transfers are the primary method for account funding, with detailed documentation requirements for new account setup. The firm maintains segregated client funds in accordance with regulatory requirements. Minimum account sizes and funding requirements are typically higher than retail brokers, reflecting the institutional focus. Withdrawal processes follow strict compliance protocols including thorough verification procedures. Processing times vary based on amount and jurisdiction but generally follow standard institutional banking timeframes. The firm accepts major global currencies with transparent conversion rates for cross-currency transactions.

Customer Support

GTS provides dedicated client service with a focus on institutional relationship management. Support channels include direct contact with account representatives, technical support teams, and compliance personnel. The firm maintains regular business hours coverage with extended support during major market sessions. Communication is primarily in English with additional language support available for major institutional clients. Response times are prioritized based on client tier and issue urgency. The support team includes experienced market professionals capable of addressing complex trading and technical queries. While retail-style 24/7 chat support is not emphasized, institutional clients receive personalized attention from designated relationship managers.

Frequently Asked Questions (FAQ)

Q: What type of traders does GTS primarily serve?
A: GTS primarily serves institutional clients, professional traders, and large-scale market participants. The firm specializes in providing liquidity solutions and market making services to financial institutions, corporations, and sophisticated trading entities. While retail traders can technically access services through certain channels, the platform and services are optimized for professional and institutional use with corresponding minimum account sizes and trading requirements.

Q: How does GTS ensure best execution for clients?
A: GTS implements comprehensive order handling protocols including smart order routing, multiple execution venues, and sophisticated pricing algorithms. The firm provides both Last Look and firm pricing options, with detailed disclosure of execution procedures. Their proprietary technology infrastructure is designed to minimize latency and optimize execution quality across multiple asset classes and market conditions.

Q: What are the minimum account requirements?
A: As an institutional-focused broker, GTS typically requires substantial minimum account sizes that vary based on client classification and intended trading activity. Institutional accounts often start in the six or seven-figure range, while professional trading accounts may have lower but still significant minimums. Exact requirements are determined during the account setup process based on the client’s profile and trading objectives.

Q: How does GTS handle regulatory compliance?
A: GTS maintains comprehensive compliance programs under SEC and FINRA oversight in the US, and FCA regulation in the UK. This includes strict adherence to capital requirements, regular reporting obligations, maintenance of detailed trading records, and implementation of robust risk management systems. The firm has enhanced its compliance procedures following previous regulatory actions, particularly in OTC market making activities.